Upon recommendation by underwriters’ counsel, members of CRA’s accounting and advisory team assisted a US-based bio-technology company in advance of its IPO by advising on existing compliance procedures, tightening financial controls, and enhancing internal reporting, governance, and risk management functions. CRA team members recommended and implemented both qualitative and systems-based solutions designed to address regulatory requirements.
Key DOJ compliance program updates
On September 23, 2024, the Criminal Division of the US Department of Justice (DOJ) announced the latest revision of its Evaluation of Corporate Compliance...